Anny Un Chin Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anny Un Chin Kim ( ), a licensed former licensee with CE reference ANW188. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-18 | 2011-07-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-05-18 | 2011-07-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-05-18 | 2011-07-29 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-05-18 | 2011-07-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-05-18 | 2011-07-29 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-05-18 | 2011-07-29 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-25 | 2007-03-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-25 | 2007-03-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-08-25 | 2007-03-17 |