Anny Un Chin Kim

CE No. ANW188 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anny Un Chin Kim (), a licensed former licensee with CE reference ANW188. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2007-05-18 2011-07-29
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2007-05-18 2011-07-29
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2007-05-18 2011-07-29
Merrill Lynch Far East Limited Rep Type 4 - Advising on securities 2007-05-18 2011-07-29
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance 2007-05-18 2011-07-29
Merrill Lynch Far East Limited Rep Type 6 - Advising on corporate finance 2007-05-18 2011-07-29
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2006-08-25 2007-03-17
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2006-08-25 2007-03-17
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance 2006-08-25 2007-03-17

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