Sung Jin An

CE No. ANW184 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung Jin An (), a licensed former licensee with CE reference ANW184. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2007-03-30 2008-09-13
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 — Advising on securities 2006-08-29 2008-09-13
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 6 — Advising on corporate finance 2006-08-29 2008-09-13

Related