Ning (SFC:ANV104) Liu
劉宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning (SFC:ANV104) Liu (劉宁), a licensed former licensee with CE reference ANV104. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-07-02 | 2012-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-07-02 | 2012-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-07-02 | 2012-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-07-02 | 2012-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-07-02 | 2012-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-07-02 | 2012-03-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-28 | 2008-01-07 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-08-28 | 2008-01-07 |