Chung Shun Yiu
姚忠信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Shun Yiu (姚忠信), a licensed former licensee with CE reference ANV083. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-12 | 2008-08-12 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-06-12 | 2008-08-12 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-27 | 2007-03-13 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-29 | 2007-03-13 |