Derek Xiao Chang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Xiao Chang, a licensed former licensee with CE reference ANU938. This person has 12.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-14 | 2020-08-24 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-14 | 2020-08-24 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-14 | 2020-08-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-06-18 | 2017-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-08-21 | 2007-04-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derek Xiao Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.