Yen-Chun Liu
劉晏均
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yen-Chun Liu (劉晏均), a licensed former licensee with CE reference ANU792. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-11-21 | 2013-05-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-11-21 | 2013-05-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-21 | 2013-05-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-08-22 | 2009-05-23 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-08-22 | 2009-05-23 |