Shu-Li Chao
趙舒悧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu-Li Chao (趙舒悧), a licensed former licensee with CE reference ANU660. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-03-17 | 2023-07-29 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-05 | 2009-10-16 |