Richard Geoffrey Nelson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Geoffrey Nelson ( ), a licensed former licensee with CE reference ANU047. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-02-28 | 2015-07-29 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-02-28 | 2015-07-29 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2014-02-28 | 2015-07-29 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-31 | 2006-09-03 |