Samuel Jacob Gellman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Jacob Gellman ( ), a licensed former licensee with CE reference ANT898. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2007-08-23 | 2012-02-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-08-10 | 2012-02-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2006-08-10 | 2012-02-25 |