Hera Sze Wan Lo
盧詩蘊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hera Sze Wan Lo (盧詩蘊), a licensed former licensee with CE reference ANT776. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-06-10 | 2015-04-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-06-10 | 2015-04-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-06-10 | 2015-04-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2010-06-10 | 2015-04-27 |
| ABN AMRO Financial Products Limited |
Rep | Type 1 — Dealing in securities | 2006-08-09 | 2008-09-11 |