Ling-Yi Lin

林綾怡
CE No. ANT738 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling-Yi Lin (林綾怡), a licensed former licensee with CE reference ANT738. This person has 6.0 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Amherst Pierpont International Limited Rep Type 4 - Advising on securities 2009-11-06 2012-09-30
Amherst Pierpont International Limited Rep Type 1 - Dealing in securities 2009-10-16 2012-09-30
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-10-10 2009-09-15
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2006-08-09 2008-09-29

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Ling-Yi Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Terence Francis Browne Amherst Pierpont International Limited 2009–2012
Paul Wei Hung Kan Amherst Pierpont International Limited 2009–2012
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