Ling-Yi Lin
林綾怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling-Yi Lin (林綾怡), a licensed former licensee with CE reference ANT738. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amherst Pierpont International Limited |
Rep | Type 4 — Advising on securities | 2009-11-06 | 2012-09-30 |
| Amherst Pierpont International Limited |
Rep | Type 1 — Dealing in securities | 2009-10-16 | 2012-09-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2009-09-15 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-09 | 2008-09-29 |