Helen Li
李愷言
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen Li (李愷言), CE reference ANS159. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2019-04-03 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-07-23 | 2018-07-03 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-07-23 | 2018-07-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-07-23 | 2018-07-03 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-07-23 | 2018-07-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-07-23 | 2018-07-03 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-07-23 | 2018-07-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-07 | 2015-04-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-07 | 2015-04-21 |