Chung Yin Ng
吳忠賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yin Ng (吳忠賢), a licensed former licensee with CE reference ANS040. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-25 | 2013-07-24 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-25 | 2013-07-24 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-13 | 2008-06-27 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-12 | 2009-06-24 |