Maria Yuen Yee Lau
劉婉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maria Yuen Yee Lau (劉婉儀), a licensed former licensee with CE reference ANS034. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-01 | 2013-02-27 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-01 | 2011-02-24 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-01 | 2011-02-24 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-12 | 2009-08-01 |