Yiu Wa Kwok
郭耀華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Wa Kwok (郭耀華), a licensed former licensee with CE reference ANR885. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-20 | 2024-04-17 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-20 | 2024-04-17 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-27 | 2009-07-13 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-27 | 2009-07-13 |