Diana Wan-Yi Tsai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Wan-Yi Tsai ( ), a licensed former licensee with CE reference ANR846. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-09 | 2012-07-25 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-27 | 2008-09-29 |