Patrick Lucas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Lucas ( ), a licensed former licensee with CE reference ANR827. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-03-04 | 2014-01-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-03-04 | 2014-01-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-01 | 2010-10-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-08-01 | 2010-10-29 |