Aurore Helene Martin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aurore Helene Martin ( ), a licensed former licensee with CE reference ANR627. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-07-26 | 2011-12-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-07-26 | 2011-12-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2010-07-26 | 2011-12-21 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-07-26 | 2011-12-21 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2011-08-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-21 | 2011-08-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-07-21 | 2011-08-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 9 — Asset management | 2006-07-21 | 2011-08-31 |