Shane Bernard Wallis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shane Bernard Wallis ( ), a licensed former licensee with CE reference ANR608. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-15 | 2021-11-11 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-21 | 2015-01-09 |