Shane Bernard Wallis

CE No. ANR608 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shane Bernard Wallis (), a licensed former licensee with CE reference ANR608. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
Rep Type 1 - Dealing in securities 2016-09-15 2021-11-11
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2006-07-21 2015-01-09

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