Xian (SFC:ANR349) Li
李冼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xian (SFC:ANR349) Li (李冼), a licensed former licensee with CE reference ANR349. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-26 | 2009-12-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-06-26 | 2009-12-28 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-21 | 2008-04-30 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-21 | 2008-04-30 |