Tao (SFC:ANR271) Sun
孫濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao (SFC:ANR271) Sun (孫濤), a licensed former licensee with CE reference ANR271. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-12 | 2014-10-09 |
| Providence Equity Asia Limited 普維投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-12 | 2014-10-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-02-07 | 2008-02-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-08-01 | 2008-02-28 |