Kwok Kan So
蘇國勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kan So (蘇國勤), a licensed former licensee with CE reference ANR262. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-11 | 2013-01-10 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-07-11 | 2013-01-10 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-23 | 2012-06-15 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-13 | 2012-06-15 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-21 | 2010-06-22 |