Yow Bang Chen
陳佑邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yow Bang Chen (陳佑邦), a licensed former licensee with CE reference ANR189. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-18 | 2021-01-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-06-18 | 2021-01-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-08 | 2021-01-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-09-13 | 2008-02-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-09-13 | 2008-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-07-19 | 2007-04-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-07-19 | 2007-04-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-07-19 | 2007-04-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-07-19 | 2007-04-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-07-19 | 2007-04-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-07-19 | 2007-04-02 |