Adam Glen Walkom
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Glen Walkom ( ), a licensed former licensee with CE reference ANQ987. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2007-07-09 | 2007-08-09 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2007-07-09 | 2007-08-09 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-07-14 | 2006-10-14 |