Mark Stoddart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Stoddart ( ), a licensed former licensee with CE reference ANQ727. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-11-23 | 2012-02-20 |
| MainFirst Securities Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2008-10-16 | 2010-07-12 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-03-14 | 2008-10-16 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-11 | 2007-12-11 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-13 | 2007-03-28 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-13 | 2007-03-28 |