Shahzad Noor Ali Lalani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shahzad Noor Ali Lalani, a licensed former licensee with CE reference ANQ634. This person has 6.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-11-08 | 2013-05-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-24 | 2013-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-08-02 | 2007-07-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2006-08-02 | 2007-07-25 |