Ming (SFC:ANQ619) Chen

CE No. ANQ619 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming (SFC:ANQ619) Chen (), a licensed former licensee with CE reference ANQ619. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2006-07-13 2008-03-03
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 4 - Advising on securities 2006-07-13 2008-03-03

Related