Brooks Upham Thompson

CE No. ANQ434 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brooks Upham Thompson, a licensed former licensee with CE reference ANQ434. This person has 14.1 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2006-07-21 2020-09-07

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