Brooks Upham Thompson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brooks Upham Thompson ( ), a licensed former licensee with CE reference ANQ434. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-07-21 | 2020-09-07 |