Kate Kwan
關幗玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kate Kwan (關幗玲), a licensed former licensee with CE reference ANQ329. This person has 6.4 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IL&FS Global Financial Services (HK) Limited | RO | Type 1 - Dealing in securities | 2017-04-21 | 2018-11-06 |
| IL&FS Global Financial Services (HK) Limited | RO | Type 4 - Advising on securities | 2017-04-21 | 2018-11-06 |
| IL&FS Global Financial Services (HK) Limited | Rep | Type 1 - Dealing in securities | 2017-02-01 | 2017-04-21 |
| IL&FS Global Financial Services (HK) Limited | Rep | Type 4 - Advising on securities | 2017-02-01 | 2017-04-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-07 | 2011-03-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-07 | 2011-03-08 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Kate Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Akashdeep Grover | IL&FS Global Financial Services (HK) Limited | 2017–2018 |
| Calvin Siu Hang Lee | IL&FS Global Financial Services (HK) Limited | 2017–2018 |
| Amit Sengupta | IL&FS Global Financial Services (HK) Limited | 2017–2018 |
| Tanmoy Adhikari | IL&FS Global Financial Services (HK) Limited | 2017 |