Christopher James Holloway
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Holloway ( ), a licensed former licensee with CE reference ANQ300. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-22 | 2010-09-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-11 | 2007-03-21 |