Maria Wai-Yan Ng
吳蔚欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maria Wai-Yan Ng (吳蔚欣), a licensed former licensee with CE reference ANQ237. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-19 | 2018-04-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-07-19 | 2018-04-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-07 | 2010-08-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-07-07 | 2010-08-12 |