Clement Lau
劉家健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clement Lau (劉家健), a licensed former licensee with CE reference ANQ179. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-20 | 2011-11-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-07-17 | 2011-11-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-07-17 | 2011-11-16 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-07-17 | 2010-08-20 |