Chia-Huei Lin
林嘉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia-Huei Lin (林嘉慧), a licensed former licensee with CE reference ANQ172. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-16 | 2012-07-16 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-04-16 | 2012-07-16 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-16 | 2012-07-16 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-04-16 | 2012-07-16 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-04 | 2007-08-24 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-04 | 2007-08-24 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-07-04 | 2007-08-24 |