Lichuan Xia
夏立傳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lichuan Xia (夏立傳), a licensed former licensee with CE reference ANQ017. This person has 7.6 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-16 | 2019-08-31 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-03-16 | 2019-08-31 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-04 | 2006-09-06 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Lichuan Xia during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.