Wing Ho (SFC:ANQ015) Chan
陳永豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Ho (SFC:ANQ015) Chan (陳永豪), CE reference ANQ015. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-08 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-08 | 2017-10-02 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2011-05-13 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-12 | 2011-05-13 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-02 | 2010-03-20 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-02 | 2010-03-20 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-29 | 2008-06-30 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-04 | 2008-06-30 |