Xia Luo
羅霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xia Luo (羅霞), CE reference ANQ008. Currently licensed at 2 firm(s): China Merchants Futures (HK) Co., Limited, China Merchants Securities (HK) Co., Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-06 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-19 | present |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-21 | 2009-07-09 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-27 | 2008-07-09 |