Siqi (SFC:ANP991) Liu
劉思齊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siqi (SFC:ANP991) Liu (劉思齊), a licensed former licensee with CE reference ANP991. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2024-01-24 | 2025-12-31 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2023-02-15 | 2024-01-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-20 | 2012-06-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-16 | 2012-06-07 |