Wing Yan (SFC:ANP701) Ng
吳穎茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yan (SFC:ANP701) Ng (吳穎茵), a licensed former licensee with CE reference ANP701. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-02 | 2010-12-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-28 | 2010-12-14 |