Po Yi Li
李寶怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Yi Li (李寶怡), CE reference ANP486. Currently licensed at 1 firm(s): Hang Seng Investment Services Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-23 | present |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-21 | 2017-06-23 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-25 | 2007-10-13 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-09-25 | 2007-10-13 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-07 | 2007-10-13 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-28 | 2007-07-28 |