Harriet Hau Yee Liu
廖巧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harriet Hau Yee Liu (廖巧儀), a licensed former licensee with CE reference ANP078. This person has 9.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-28 | 2019-07-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-23 | 2009-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Harriet Hau Yee Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.