Harriet Hau Yee Liu
廖巧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harriet Hau Yee Liu (廖巧儀), a licensed former licensee with CE reference ANP078. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-28 | 2019-07-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-23 | 2009-06-01 |