Ka Yan (SFC:ANP077) Lau
劉嘉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan (SFC:ANP077) Lau (劉嘉欣), a licensed former licensee with CE reference ANP077. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-02 | 2010-01-22 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-21 | 2009-02-16 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-15 | 2008-07-21 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-23 | 2007-09-28 |