Lisa Maria Coleman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Maria Coleman ( ), a licensed former licensee with CE reference ANN077. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2023-10-20 | 2023-10-27 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 5 - Advising on futures contracts | 2023-10-20 | 2023-10-27 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-06-16 | 2006-07-16 |