Chia Ao William Lu
呂家璈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia Ao William Lu (呂家璈), a licensed former licensee with CE reference ANM359. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2016-04-22 | 2020-08-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-07 | 2016-01-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-07 | 2016-01-06 |