Li (SFC:ANM312) Li
李莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:ANM312) Li (李莉), a licensed former licensee with CE reference ANM312. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-05 | 2009-12-31 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-05 | 2009-12-31 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2006-06-05 | 2009-12-31 |