Scott Alan Lothian
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scott Alan Lothian ( ), a licensed former licensee with CE reference ANM176. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-05-13 | 2014-05-14 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-09-06 | 2013-09-06 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-06 | 2012-08-01 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | 2008-03-06 | 2012-08-01 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-12 | 2012-08-01 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
RO | Type 4 — Advising on securities | 2007-08-06 | 2008-01-22 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-06 | 2007-08-06 |
| Towers Watson Hong Kong Limited 韜睿惠悅香港有限公司 |
RO | Type 4 — Advising on securities | 2006-06-30 | 2007-05-14 |