Wang Ho Lui
雷宏灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wang Ho Lui (雷宏灝), a licensed former licensee with CE reference ANM109. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-05 | 2009-02-20 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-06-05 | 2009-02-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-13 | 2006-11-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-13 | 2006-11-01 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-30 | 2006-06-29 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-05-30 | 2006-06-29 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-05-30 | 2006-06-29 |