Yuan Liu
劉源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan Liu (劉源), a licensed former licensee with CE reference ANM106. This person has 13.7 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 - Asset management | 2018-11-06 | 2020-05-08 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 - Asset management | 2018-03-02 | 2019-03-20 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-01 | 2020-05-08 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-01 | 2018-03-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-30 | 2017-05-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-05-30 | 2017-05-22 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2006-05-30 | 2017-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.