Siu Shan Ching
程少珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Shan Ching (程少珊), a licensed former licensee with CE reference ANL978. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-29 | 2011-08-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-05-19 | 2011-08-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-05 | 2008-04-30 |