Dominic Tak Shing Tsui
徐德成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Tak Shing Tsui (徐德成), a licensed former licensee with CE reference ANL776. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-27 | 2012-03-01 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-27 | 2012-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-07-16 | 2010-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2009-07-16 | 2010-09-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2009-07-16 | 2010-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2009-07-16 | 2010-09-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2009-07-16 | 2010-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-03-23 | 2010-09-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-03-23 | 2009-06-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-29 | 2007-02-28 |