Charlotte Yung Yee Tso
曹容爾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlotte Yung Yee Tso (曹容爾), a licensed former licensee with CE reference ANK894. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2011-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-11 | 2011-11-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-06-11 | 2010-12-06 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-26 | 2008-11-23 |